-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMiPNluSOF2soctbH/GeuCkNLDKDckPnq2e54vqwDP+PIOnypJ+3W9qt7qnSjP+b DgihZegQFX8IXY7qjZaQrA== 0000927538-99-000019.txt : 19991018 0000927538-99-000019.hdr.sgml : 19991018 ACCESSION NUMBER: 0000927538-99-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMISPHERE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000805326 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133306985 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-40729 FILM NUMBER: 99725341 BUSINESS ADDRESS: STREET 1: 765 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9143472220 MAIL ADDRESS: STREET 1: 765 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: CLINICAL TECHNOLOGIES ASSOCIATES INC DATE OF NAME CHANGE: 19920128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREIF KENNETH CENTRAL INDEX KEY: 0001096539 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 240 MAPLE STREET CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 2122181620 MAIL ADDRESS: STREET 1: 240 MAPLE STREET CITY: ENGLEWOOD STATE: NJ ZIP: 07631 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No....) Emisphere Technologies, Inc. ......................................................... (Name of Issuer) Common Stock ........................................... (Title of Class of Securities) 291345106 ......................................................... (CUSIP Number) September 28, 1999 .......................................................... (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 291345106 1) Name of Reporting Person I.R.S. Identification No. of Above Persons (entities only) Kenneth Greif 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5) Sole Voting Power 395,000 6) Shared Voting Power 0.0 7) Sole Dispositive Power 674,706 8) Shared Dispositive Power 0.0 9) Aggregate Amount Beneficially Owned by Each Reporting Person 674,706 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row (9) 5.45% 12) Type of Reporting Person (See Instructions) IN Item 1(a) Name of Issuer: Emisphere Technologies, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 765 Old Saw Mill River Road Tarrytown, NY 10591 Item 2(a) Name of Person Filing: Kenneth Greif Item 2(b) Address of Principal Business Office or, if none, Residence: 1270 Avenue of the Americas Suite 1905 New York, NY 10020 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 291345106 Item 3. If this statement is filed pursuant to Sects. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a- 8); (e) [ ] An investment adviser in accordance with Sect. 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Sect. 240.13d-1(b)(1)(ii)(G); (g) [ ] A parent holding company or control person in accordance with Sect. 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Sect. 240.13d- 1(b)(1)(ii)(J). If this statement is filed pursuant to Sect. 240.13d-1(c), check this box [X]. Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 674,706 (b) Percent of class: 5.45% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 395,000 (ii) Shared power to vote or to direct the vote 0.0 (iii) Sole power to dispose or to direct the disposition of 674,706 (iv) Shared power to dispose or to direct the disposition of 0.0 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. October 4, 1999 Date /s/ Kenneth Greif Signature Kenneth Greif Name -----END PRIVACY-ENHANCED MESSAGE-----